Financial Services

Expertise in Serving the Financial Services Industry

Businesses involved in the financial services industry range from stockbrokers to mortgage brokers to debt collectors. With such a broad array of business sectors, HMWC CPAs & Business Advisors views our role in serving these companies to be necessarily diverse.For certain financial services companies, government regulations apply to their operations, and they lean upon HMWC CPAs & Business Advisors for guidance to navigate through the regulatory maze.

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Some of our financial industry clients must constantly address risk and capital management concerns, wherein we assist through sophisticated tools and techniques to manage and mitigate these risks while at the same time maximizing the return on capital. Virtually all of our financial services clients are concerned with taxes, and we aggressively assist via anticipating and addressing the effects of tax policy changes, complying with tax reporting requirements, and developing strategies to minimize taxation.

Our Financial Services group is comprised of highly experienced accountants, management consultants, and tax specialists. These professionals serve clients involved in these sectors of the industry:

  • Mortgage brokers
  • Leasing companies
  • Debt collection companies
  • Billing and payroll
  • Insurance brokerages
  • Stockbrokers
  • Asset management companies

Whether your company’s needs are in operational issues, financial statements or tax consulting, we can help. Our services include:

  • Financial audits, reviews and compilations
  • Corporate and partnership income tax returns
  • Regulatory compliance and reporting
  • Tax planning and deal structuring
  • Due diligence on potential acquisitions or joint venture agreements
  • Debt restructuring, reorganization and workouts
  • Financing and cash flow analysis
  • Management and operations reviews
  • Operating budgets – preparation, analysis and tracking